Industry IT Solutions — Wealth Management
Managed IT & SEC Reg S-P For RIAs & Wealth Managers
The SEC's updated Regulation S-P rules strictly mandate written incident response programs, 30-day client breach notifications, and 72-hour vendor breach contracts. Wealth managers require institutional-grade cybersecurity without operational friction.
Bold Array provides 'Reg S-P Ready' Managed IT, compliance documentation, and seamless wealth-tech integrations for RIAs, family offices, and independent wealth advisory firms.
Core Capabilities
Why Leading Brands Trust Us
SEC Reg S-P Compliance Suite
Written incident response programs, 30-day client breach notification runbooks, and 72-hour contractual vendor oversight tracking.
Wealth-Tech Stack Integration
Seamless management of Redtail, Orion Advisor Tech, Black Diamond, eMoney, Wealthbox, and custodian portals (Schwab, Fidelity, Altruist).
Books & Records Compliant Archiving
WORM-compliant encrypted archiving of emails, chats, and financial records satisfying SEC Rule 204-2 and FINRA Rule 4511.
Detailed Solutions
SEC Compliance Confidence & Wealth-Tech Performance
%
SEC Reg S-P Aligned
.99%
Advisory Uptime
m
Adviser Support SLA
SEC exam priorities explicitly target RIA cybersecurity, vendor governance, and incident readiness under amended Reg S-P and FINRA rules. Non-compliance exposes advisory firms to regulatory sanctions, client loss, and severe reputational damage.
Bold Array's wealth management IT solution pairs turnkey compliance artifacts—including written IR plans and mandatory 72-hour vendor oversight clauses—with high-speed support for your advisory stack (Schwab, Fidelity, Orion, Redtail, and eMoney).
- Complete 'Reg S-P Ready' compliance documentation and annual mock SEC audit
- Third-party vendor inventory with required 72-hour notification agreements
- 24/7/365 Security Operations Center (SOC) monitoring and proactive threat blocking
- Secure remote work infrastructure for traveling advisers and branch offices
- WORM-compliant cloud archiving for email, instant messages, and documents
- Flat-fee firm compliance retainer plus transparent per-seat managed support
Proven Excellence
Ready to Transform Your Operations?
Contact us today to schedule a consultation and discover how our consulting and technical solutions can take your business to the next level.
Assess Your Reg S-P Readiness
Testimonials
Client Feedback
Hear what our partners have to say.
The A.I. training program offered by Bold Array was exceptional! Our team gained invaluable knowledge and skills to leverage A.I. technologies effectively. It has transformed how we operate!
C. Campbell
Co Founder
We were struggling to find the right software tools for our business until we consulted with Bold Array. Their recommendations were spot-on, and we now have the perfect software stack. Thank you!
A. Waters
CTOThe A.I. training program offered by Bold Array was exceptional! Our team gained invaluable knowledge and skills to leverage A.I. technologies effectively. It has transformed how we operate!
C. Campbell
Co FounderWe were struggling to find the right software tools for our business until we consulted with Bold Array. Their recommendations were spot-on, and we now have the perfect software stack. Thank you!
A. Waters
CTO
